2017 Forbes America's Top Wealth Advisors. Investment performance is not a criterion. Source: napa-net.org (October 2019) awarded in 2019. Unweighted average of weekly auction offering rates of 90-Day Treasury Bills. Barrons is a registered trademark of Dow Jones & Company, L.P. All rights reserved. Its wealth-management assets ballooned to $289.5 billion as of March 31, compared with $107 billion in 2017 though several advisor teams exited since then with the company's fate in limbo. The 2018 PLANADVISER Top 100 Retirement Plan Advisers award is compiled from responses to the PLANADVISER Retirement Plan Adviser Survey. This ranking is not indicative of the Financial Advisors future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to PLANADVISER or ISS Media to obtain or use the ranking. This ranking is not indicative of the Financial Advisors future performance. This ranking is based on quantifiable and objective criteria, including, but not limited to, AUM, compliance record, years of experience, AUM growth rate, industry certifications and online accessibility. Investment performance is not a criterion. This advisor, in addition to the award recipients, was one of approximately 500 financial advisors who were selected by their firms to attend the eighth annual Barrons Winners Circle Top Women Advisors Summit, hosted by Barrons magazine, to promote best practices in the industry and the value of advice to the investing public. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. This ranking was determined based on an evaluation process conducted by Barron's during the period from Sept 2013 - Sept 2014. This ranking was determined based on an evaluation process conducted by Barron's during the period from Mar 2018 - Mar 2019. The list is drawn solely from a set of quantitative variables and information in the survey supplied by the advisers themselves. The rating may not be representative of any one clients experience because it reflects a sample of all of the experiences of the Branch Managers clients nor may it be indicative of future performance. This ranking was determined based on an evaluation process conducted by the Financial Times during the period from 9/30/12 - 9/30/13. Andrew L. Cohen | J.P. Morgan Private Bank Source: Barron's.com (April 2008) 2008 Barron's Top 100 Financial Advisors awarded in 2008. Such as Conservative/Traditional/ Aggressive Growth or Discount/Traditional/Relative Value can help explain some differences in investment philosophies, performance, volatility and portfolio characteristics in a quick and concise manner. Learn about our internships, analyst programs and job openings. Morgan Stanley Smith Barney LLC is not affiliated with SHOOK Research LLC or Forbes. NABCAP uses a methodology that it has created that includes both quantitative and qualitative criteria, including, but not limited to, financial planning, education, experience and compliance record. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to NAPA to obtain or use the ranking. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Calculated by Lipper, Inc. and includes all funds in the stated Lipper Category group in existence for that period. This ranking is not indicative of the Financial Advisors future performance. Investment performance is not a criterion. The CPI is equal to the sum of prices of a number of goods purchased by consumers and weighted by the proportion each represents in a typical consumers budget. 2020 Forbes Best-In- State Wealth Advisors. The award is based upon a recipients application and not upon any qualitative and quantitative criteria relating specifically to ones position as a Financial Advisor. 2022 Morgan Stanley Smith Barney LLC. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) during the period from 3/31/22 - 3/31/23. Small-cap value funds typically have a below-average price-to-earnings ratio, price-to-book ratio, and 3-year sales-per-share growth value, compared to the S&P Small Cap 600 Index. 2012 Barron's Top 1,000 Financial Advisors: State-by-State. Only advisors for whom 80 percent or more of assets corresponded to retail clients were eligible for the list. 2022 Barron's Top 100 Financial Advisors | Morgan Stanley Neither Morgan Stanley Smith Barney LLC nor its Advisors have paid a fee in exchange for this listing. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Indicate representative stocks that comprise significant percentages of the funds investments. After comprehensive due diligence and analysis of expected results across multiple market scenarios, strategies are chosen from our expansive investment platform. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience. Source: Barron's.com (April 2021) 2021 Barron's Top 100 Financial Advisors awarded in 2021. Functioning as an exclusive investment boutique within a global financial firm, we deliver sophisticated solutions that leverage the intellectual capital and insight of Morgan Stanleys substantial global resources. 2008 Barron's Top 100 Women Financial Advisors. It is based solely from a set of quantitative variables and information from a survey supplied by the advisers themselves. 2020 Financial Times 401 Top Retirement Advisors. Morgan Stanley Smith Barney LLC is not affiliated with SHOOK Research LLC or Forbes. This ranking is not indicative of the Financial Advisors future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to the Financial Times in to obtain or use the ranking. Illustrates how fixed-income funds have performed in various interest rate climates, including falling and rising rate periods. Investment performance is not a criterion. This ranking was determined based on an evaluation process conducted by Barron's during the period from Sept 2019- Sept 2020. Debt securities, such as bonds and money market instruments, with specified interest and principal payment dates and amounts. Refers to a fund managers general discipline and philosophy that is employed during the investment decision making process. This ranking is not indicative of the Financial Advisors future performance. Ratings are based on the opinion of NAPA and may not be representative of any one clients experience nor indicative of the advisors future performance. This ranking is not indicative of the Financial Advisors future performance. Women control a third of total U.S. household financial assets yet have often been overlooked by the financial industry. For more on methodology please go to www.ft.com/reports. Source: Coalition Greenwich 2021 U.S. Institutional Investors Study (April 2022). Investment performance is not a criterion. A representative sample of 500 leading companies in leading industries of the U.S. economy. 5 Ways JPMorgan Stands to Win From First Republic's Failure Additionally, Eithne is responsible for equity and fixed income trading execution and has worked at Morgan Stanley for over 10 years. A sub-segment of the questions was used to determine eligibility for the Top 100. This ranking is not indicative of the Financial Advisors future performance. This Award, sponsored by Morningstar, recognizes leadership, innovation and significant influence within the retirement industry targeting the sales, marketing and establishment of 401(k) plans. Investment performance is not a criterion. This ranking was determined based on an evaluation process conducted by Barron's during the period from Sept 2015 - Sept 2016. Source: ft.com (Apr 2019) 2019 Financial Times 400 Top Financial Advisors awarded in 2019. The Program is structured to ensure a comprehensive and objective evaluation of financial advisory practices. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) during the period from 9/30/17 - 9/30/18. All investing entails risks that investors should endeavor to understand before then invest. This ranking is not indicative of the Financial Advisors future performance. This ranking is not indicative of the Financial Advisors future performance. P/E ratios can be interpreted as how much an investor is willing to pay for one years earnings. A measure of the likelihood that a company will be able to make interest and principal payments on its bonds or other debt securities. For more information on ranking methodology, go to www.WCorg.com. This ranking is not indicative of the Financial Advisors future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. This ranking was determined based on an evaluation process conducted by NAPA during the period from Aug 2020 Aug 2021. Source: Barron's.com (April 2018) 2018 Barron's Top 100 Financial Advisors awarded in 2018. Types of industries represented by the stocks held by the fund. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. A summary of an individuals or institutions investment objectives that serves as a guide for many investment decisions. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. Nominees were required to submit responses to an application comprised of a series of quantitative and qualitative questions about their experience, size and composition of their practice, awards and recognitions, and industry contributions, which were then reviewed by a panel of senior advisor industry experts, who, based on those criteria, and following a broker-check review, selected the top young advisors. 2017 Barron's Top 30 Institutional Consultants. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. 2009 Barron's Top 1,000 Financial Advisors: State-by-State. PRIVATE WEALTH MANAGEMENT Ron Basu New York, NY View Website David Bieber Investment performance is not a criterion. Source: Forbes.com (March 2021) 2021 Forbes America's Top Women Wealth Advisors ranking awarded in 2021. Passed in 1974, ERISA established the legal standards by which retirement plans are required to be managed. 2019 Working Mother Magazine & SHOOK Research's Top Wealth Advisor Moms. Investment performance is not a criterion. Securities Agent: MN, WY, WA, VA, UT, TN, SD, TX, PR, PA, OR, OH, NY, NV, NM, NH, NC, MO, NJ, MD, MA, KY, IL, ID, HI, GA, DE, FL, MI, DC, CT, CO, CA, AZ; General Securities Representative; Investment Advisor Representative. Barrons is a registered trademark of Dow Jones & Company, L.P. All rights reserved. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pays a fee to the Financial Times in exchange for the rating. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. 2019 Forbes America's Top Women Wealth Advisors. The rating is not indicative of the advisors future performance. Worth editors receive thousands of nominations nationwide from Worth readers and investment professionals. This ranking is not indicative of the Financial Advisors future performance. 2017 Working Mother Magazine & SHOOK Research's Top Wealth Advisor Moms. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. First Republic deal to fuel JPMorgan wealth management growth plans This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Morgan Stanley ("MS") is a global financial services firm that conducts its business through three principal business segmentsInstitutional Securities Group ("ISG"), Global Wealth Management via Wealth Management ("WM"), and Asset Management. Barrons is a registered trademark of Dow Jones & Company, L.P. All rights reserved. Source: PLANADVISER.com, March 2020 The "PLANADVISERS 2020 Top 100 Retirement Plan Advisers" list is compiled from responses to the PLANADVISER Retirement Plan Adviser Survey. Rankings are based on the opinions of SHOOK Research LLC and this ranking may not be representative of any one clients experience. Investment performance is not a criterion. This ranking is not indicative of the Financial Advisors future performance. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. 2023 Forbes Americas Top Wealth Advisors & Best-In-State Wealth Advisors. Ratings are based on the opinion of the Financial Times and may not be representative of any one clients experience nor indicative of the financial advisors future performance. The award is not indicative of participating firms nor their financial advisors past or future performance and may not be representative of any one client's experience because the results represent an average of all experiences of responding clients only. For more information, see www.SHOOKresearch.com. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. The List: Top 100 Wirehouse Advisors in America - Wealth Management Investment performance is not a criterion. Morgan Stanley Smith Barney LLC is not affiliated with SHOOK Research LLC or Forbes. Rankings are based on the opinions of SHOOK Research LLC and this ranking may not be representative of any one clients experience. For more information, see www.SHOOKresearch.com. Barrons is a registered trademark of Dow Jones & Company, L.P. All rights reserved. This ranking was determined based on an evaluation process conducted by Barron's during the period from Mar 2013 - Mar 2014. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2014 - Dec 2015. Investment performance is not a criterion. We look forward to discussing your needs and goals, and the exceptional resources we can place at your disposal. Investment performance is not a criterion. Represents the average P/E ratio of the stocks in the funds portfolio. This evaluation was not based on a specific time period, but was conducted by Five Star Professional (FSP) that considered, among other factors, the following: 2022 Forbes America's Top Wealth Advisors. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2015 - Dec 2016. Investment performance is not a criterion. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience. Source: Barron's.com (February 2013) Barron's Top 1,000 Financial Advisors: State-by-State ranking awarded in 2013. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. 2019 Financial Times 400 Top Financial Advisors. Aims at high relative current yield from fixed income securities, has no quality or maturity restrictions, and tends to invest in lower grade debt issues. The rating may not be representative of any one clients experience and is not indicative of the Branch Managers future performance. The invitation-only conference was held at The Breakers in Palm Beach, Florida, from December 2 to 4. Investing in these countries is perceived as more risky because they may not be as politically and/or economically stable as countries in the Developed Markets. Investment performance is not a criterion. Cash interest regularly received on fixed income investments and cash dividends regularly received on stocks. Rockefeller Hires $4.6-Mln Morgan Stanley Private Wealth Team in Los America's Top Women Wealth Advisors 2023 - Forbes This ranking was determined based on an evaluation process conducted by NAPA during the period from Aug 2014 Aug 2015. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience.
